top of page

10 Common Mistakes

Do you have the dedicated resources to monitor and make sure you avoid these top ten compliance mistakes?
  • Failing to Update Employee Manuals and Handbooks to Comply with New Laws / Regulations

  • Re-using old severance agreements The “1099 Employee.”

  • The overly generous employee evaluation

  • Failure to document performance and conduct issues

  • The Email Trail – smoking guns

  • Failure to protect confidential information – think through the use of confidentiality agreements and non-competes; treat confidential and trade secret information confidentially

  • Misclassifying employees as “exempt” – salaried does not mean exempt

  • Failure to properly train supervisors and managers in the handling of complaints of discriminatory conduct or harassment (including a failure to properly investigate)

  • Failure to follow policy/ Inconsistent procedures

 

When it comes to compliance one wrong turn can be disastrous
 
Financial Technology Employee Benefit Services
333 Albert Avenue
Suite 400
East Lansing, MI 48823

Contact Our Team
 
517-351-8600 T
517-351-7390 F
 

 
© Copyright 2025 Financial Technology Employee Benefit Services

 
Website design by IPM Web Design   
                                                                      
bottom of page