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Financial Technology, Inc. Employee Benefit Services
10 Common Mistakes
Do you have the dedicated resources to monitor and make sure you avoid these top ten compliance mistakes?
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Failing to Update Employee Manuals and Handbooks to Comply with New Laws / Regulations
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Re-using old severance agreements The “1099 Employee.”
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The overly generous employee evaluation
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Failure to document performance and conduct issues
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The Email Trail – smoking guns
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Failure to protect confidential information – think through the use of confidentiality agreements and non-competes; treat confidential and trade secret information confidentially
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Misclassifying employees as “exempt” – salaried does not mean exempt
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Failure to properly train supervisors and managers in the handling of complaints of discriminatory conduct or harassment (including a failure to properly investigate)
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Failure to follow policy/ Inconsistent procedures
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